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江西奇信集團(tuán)多名高管因財(cái)務(wù)造假收到警示函

江西奇信集團(tuán)多名高管因財(cái)務(wù)造假收到警示函

2024年02月19日，江西證監(jiān)局公告，對(duì)江西奇信集團(tuán)（以下簡(jiǎn)稱奇信股份）的林長(zhǎng)逵、葉又升、趙保卿等多人采取出具警示函的行政監(jiān)管措施，并記入證券期貨市場(chǎng)誠信檔案。據(jù)查，奇信股份于2012年至2019年連續(xù)多年財(cái)務(wù)造假，存在《招股說明書》虛假記載、上市后定期報(bào)告虛假記載、在公告的證券發(fā)行文件中編造重大虛假內(nèi)容等行為，違反了相關(guān)證券法規(guī)定。在此期間，林長(zhǎng)逵、葉又升、趙保卿分別作為奇信股份時(shí)任副董事長(zhǎng)、時(shí)任董事、時(shí)任獨(dú)立董事，未履行勤勉盡責(zé)義務(wù)，應(yīng)對(duì)奇信股份上述違法行為負(fù)有責(zé)任。如對(duì)本監(jiān)管措施不服，可以在收到本決定書之日起60日內(nèi)向提出行政復(fù)議申請(qǐng)，也可以在收到本決定書之日起6個(gè)月內(nèi)向有管轄權(quán)的人民法院提起訴訟。復(fù)議與訴訟期間，上述監(jiān)督管理措施不停止執(zhí)行。